Regulation

We provide independent investment firms with expert guidance and support on navigating the ever-changing and complex financial services regulatory and compliance global landscape.

We understand the importance of maintaining a strong system of compliance controls to effectively undertake duties, obligations and responsibilities under the relevant regulatory regime. We specialize in MiFID and AIFMD frameworks and are prepared to assist with any regulatory complications that may arise post Brexit.

Our goal is to ensure that our clients can focus on their core business operations, confident in their compliance with regulatory requirements.